The Economist has a depressing report on the US’s sky-high incarceration rate:
Could it be that cognitive biases are to blame? I mean three things:
1. Bayesian conservatism. For years, the US was a free country. As it became less so, people did not update their beliefs accordingly. Opinions can live on after the facts behind them have died.
2. Social proof. As Solomon Asch demonstrated in the 1950s, many people believe what other people tell them rather than the evidence of their own eyes. If millions of people say that the US is a free country, others will fall into believing this; Timur Kuran has written on a similar theme.
3. The optimism bias. Americans - or at least the white ones - are selected for their optimism; you don’t leave home and sail 3000 miles unless you tend to look on the bright side, and this optimism can be transmitted down the generations by nature or nurture. This bias leads people to underestimate their chances of falling foul of fickle laws, and overestimate their chances of living a free life.
There’s a parallel here to a curious fact pointed out by Raghuram Rajan - that 71% of Americans think the poor have a good chance of escaping poverty, whilst only 40% of European do - despite the fact that social mobility is lower in the US than in much of Europe.
I mention all this to raise a point which is often overlooked. Very often, cognitive biases are seen as mere levers with which to implement tricksy policies. However, such biases might play a larger role, as some guy pointed out in the 19th century. They can help to support and sustain entire social orders even if these leave a lot to be desired.
* I'm assuming this is the case. Intuitively, I get the impression that Americans are much more likely to take pride in saying things like "this is a free country" than are, say, Australians, Brits or the Dutch.
Between 2.3m and 2.4m Americans are behind bars, roughly one in every 100 adults. If those on parole or probation are included, one adult in 31 is under “correctional” supervision…This raises a question: given this, why do so many Americans think they live in the land of the free?* Low taxes don’t get us far towards an explanation. The OECD recently estimated that the tax burden on the average American worker was higher than that in Switzerland, Australia, Japan and Korea and only slightly less than in Canada.
Many laws, especially federal ones, are so vaguely written that people cannot easily tell whether they have broken them…
There are over 4,000 federal crimes, and many times that number of regulations that carry criminal penalties. When analysts at the Congressional Research Service tried to count the number of separate offences on the books, they were forced to give up, exhausted. Rules concerning corporate governance or the environment are often impossible to understand, yet breaking them can land you in prison.
Could it be that cognitive biases are to blame? I mean three things:
1. Bayesian conservatism. For years, the US was a free country. As it became less so, people did not update their beliefs accordingly. Opinions can live on after the facts behind them have died.
2. Social proof. As Solomon Asch demonstrated in the 1950s, many people believe what other people tell them rather than the evidence of their own eyes. If millions of people say that the US is a free country, others will fall into believing this; Timur Kuran has written on a similar theme.
3. The optimism bias. Americans - or at least the white ones - are selected for their optimism; you don’t leave home and sail 3000 miles unless you tend to look on the bright side, and this optimism can be transmitted down the generations by nature or nurture. This bias leads people to underestimate their chances of falling foul of fickle laws, and overestimate their chances of living a free life.
There’s a parallel here to a curious fact pointed out by Raghuram Rajan - that 71% of Americans think the poor have a good chance of escaping poverty, whilst only 40% of European do - despite the fact that social mobility is lower in the US than in much of Europe.
I mention all this to raise a point which is often overlooked. Very often, cognitive biases are seen as mere levers with which to implement tricksy policies. However, such biases might play a larger role, as some guy pointed out in the 19th century. They can help to support and sustain entire social orders even if these leave a lot to be desired.
* I'm assuming this is the case. Intuitively, I get the impression that Americans are much more likely to take pride in saying things like "this is a free country" than are, say, Australians, Brits or the Dutch.
I'd add 4) that America is founded on myths and culture of simple stories of good vs evil, partly perhaps fuelled by a dominant Protestant founding and ruling class. As a result, incarcerated black males are easily ignored-away as evil bad guys not like Us Decent Upstanding Citizens. Oh and of course there's the race issue which neatly slots in too...
Posted by: Paul Sagar | July 26, 2010 at 04:37 PM
If that isn't a clunking non sequitur, you are to have us believe that "land of the free" means "land of the lower than average prison population", as opposed to "land of the constitutional protection for free expression and action".
Nope, it's a clunking non sequitur.
Posted by: Peter Risdon | July 26, 2010 at 06:55 PM
As Wilkinson and Pickett point out in The Spirit Level, prison rates are one of their indices which most clearly show the impact of inequality. There is a raft of criminological literature which sees a direct relation between unfettered neoliberalism and the mass incarceration of the poor.
Posted by: Andrew Neilson | July 26, 2010 at 06:56 PM
"why do so many Americans think they live in the land of the free?*"
Because the people in jail are almost all urban Latinos and African-Americans in jail for drug-related offences?
Posted by: Sam | July 26, 2010 at 06:58 PM
"... direct relation between unfettered neoliberalism and the mass incarceration of the poor."
Oh lordy. The USA does have the highest per capita prison population (which is a disgrace). But look at the neo-liberal gang that follows in their heels (2007 data):
"The United States has the highest prison population rate in the world, some 738 per 100,000 of the national population, followed by Russia (611), St Kitts & Nevis (547), U.S. Virgin Is. (521), Turkmenistan (c.489), Belize (487), Cuba (c.487), Palau (478), British Virgin Is. (464), Bermuda (463), Bahamas (462), Cayman Is. (453), American Samoa (446), Belarus (426) and Dominica (419)."
http://www.kcl.ac.uk/depsta/law/research/icps/downloads/world-prison-pop-seventh.pdf
Or according to the BBC (undated) the league table runs US, China, Russia, Brazil, India, Mexico Ukraine, Sth Africa.
http://news.bbc.co.uk/1/shared/spl/hi/uk/06/prisons/html/nn2page1.stm
Posted by: Peter Risdon | July 26, 2010 at 07:25 PM
It's also always noticeable when in the US just how many petty regulations and laws there are. Maybe Peter is right and it's all to do with the 1st amendment? I think also perhaps planning laws are what many people come into contact with, and those are laxer?
Posted by: Matthew | July 26, 2010 at 07:35 PM
Path dependency gets my vote.
When you are one of two superpowers and the other is a monstrosity like the USSR then you are going to think of yourself as "the land of the free" even if you're not that free.
Of course once you've been the land of the free for a few decades then it becomes a difficult moniker to drop, especially as it has been part of what you've known growing up.
So because the US was once the freer of two superpowers it is still seen as free by the population today.
How far back does the regular usage of the term go?
Posted by: Left Outside | July 26, 2010 at 07:55 PM
Statistical fact: "Unequal societies are harsher, they imprison a higher proportion of people."
http://www.equalitytrust.org.uk/why/evidence/imprisonment
Posted by: Nick Ball | July 26, 2010 at 07:55 PM
Nick Ball
Or, by imprisoning lots of people and eroding their life chances you get inequality.
Going to read you link now and see if they address the chance of a reveres causation.
Posted by: Left Outside | July 26, 2010 at 09:07 PM
Left Outside: they've been calling it the land of the free (and the home of the brave) since considerably earlier than 1945. I mean, their founding myths are heaped on a pile of bullshit about freedom, ffs.
Posted by: Paul Sagar | July 26, 2010 at 09:15 PM
@Paul Sagar.
I think you might be right there, which rather balls up my argument. 1814 apparently it was included in a poem which became the star spangled banner. I really should research more when commenting.
Okay. Right. Slight modification. Compared to continental Europe in the early C19th and Eastern Europe in the late C20th America was the "land of the free"... unless you were black or a woman (or a japanese internee or south asian indentured servant or a native ameri... you get the idea) okay that theory just doesn't fly does it?
Just pain propaganda maybe? http://leninology.blogspot.com/2010/07/capitalist-hauntology.html
Hmm... this is kinda turning into a stream of confidence. Needless to say I don't know.
Nick Ball, there's no discussion of the reverse correlation there.
Could also be a correlation between small open economies like the nordics and netherlands and low crime and low inequality whereas large migrant countries are more unequal and more criminal (Japan and Singapore both being outliers which would be fairly easy to explain as special cases). I don't think you can post a link and consider that argument won, even though I do agree with you I'd rather see a bit more critical engagement.
Posted by: Left Outside | July 26, 2010 at 10:17 PM
Series of errors of grammar and semantics in there, rest assured I'm normally very eloquent, I trust you can still understand me.
Posted by: Left Outside | July 26, 2010 at 10:18 PM
It is important to realise that when extolling freedom Americans are often merely being patriotic in a way no different to the way other people are in other parts of the world.Namely without any content of ideas. We find others Patrotism more absurd than our own.
When it has content many, but not all Americans mean by freedom the right to believe in any Religion however mad and the benefits of unregulated Capitalism as the essential foundation of all other freedoms.
If you don't think unregulated rule of capital and unbridled religionism to be desirable than these claims about freedom are unconvincing.
The high Prison population in the USA is partly the result of this interaction between puritanical attitudes derived from religion and profit making private prisons and the influence of the Prison industrial complex on elected officials.
Posted by: Keith | July 26, 2010 at 10:27 PM
Nick Ball - "Statistical fact..."
That survey excludes countries that would disturb its findings, from the look of it. I can't see China, Cuba, Russia - which is eye-watering. No China or Russia?
Madness. This is presented as statistical proof?
Posted by: Peter Risdon | July 27, 2010 at 07:12 AM
@ Peter - did you bother to read the Economist piece, or even the bits I quoted (and I selected them for a reason)?
I was not identifying freedom with a lower than average incarceration rate.
The Economist points out that the law in the US is vague and arbitrary, and its application often depends upon the whim of prosecutors and other state officials. It is this, not just the mere numbers in prison, that most undermines the notion of the US as a free society.
Posted by: chris | July 27, 2010 at 08:50 AM
Chris, it's your comparison I objected to, not the thrust of the Economist piece: land of the free relates to the constitutional protections I mentioned. The USA is pretty free in comparison to other countries. For example, a lot of European bloggers have made sure their servers are in the USA, to gain the protection of the freedoms there. Your blog is physically located in the USA, though I don't know your reasons for this.
The USA has always been similar to classical Athens, with a reasonably free layer in society, and with a very un-free layer. I'm not for a moment supporting US legal or penal policy, or anything else that contributes to the existence of the un-free layer. Indeed, as a Liberal, I'd very much welcome a greater emphasis on freedom in the USA.
I am simply noting that Americans say they live in the land of the free, when they do, for reasons other than US penal policy, and that they have some cause to do so.
It's worth noting that the UK, and the EU more broadly, also have laws that "are so vaguely written that people cannot easily tell whether they have broken them". I had correspondence in 2006 with a Met officer, in his official capacity, in which he acknowledged that with speech laws, this is the case.
Posted by: Peter Risdon | July 27, 2010 at 09:39 AM
That survey excludes countries that would disturb its findings, from the look of it. I can't see China, Cuba, Russia - which is eye-watering. No China or Russia?
Russia and China have very similar levels of inequality: Gini 42.3 and 41.5, according to the CIA. That puts them both between the UK (34) and the US (45). Russia's incarceration rate is also higher than the UK rate and lower than the US rate. Definitions vary for China's incarceration rate.
Doesn't seem to undermine the argument necessarily.
Posted by: ajay | July 27, 2010 at 05:53 PM
In the US - and increasingly here - we've conflated freedom with individualism. That's the problem.
Posted by: Paulie | July 28, 2010 at 10:05 AM
Ajay FACT win.
"[Chris's] blog is physically located in the USA, though I don't know your reasons for this."
Would stake my reproductive future on 'because that's where the hosted service offered by Movable Type, Typepad, is based, whereas there are no integrated blogging software and hosting providers based in the UK'. If you were mad, you could suggest this was because of differing degrees of freedom in the two countries, rather than the way that the two countries' technology industries have developed.
Posted by: john b | July 28, 2010 at 02:55 PM
The States, despite the higher murder rate, feels safer than the UK. Friends in Northern California leave the keys in the car when they put it on the drive at night (they do however have his'n'hers revolvers in the bedside cabinets).
You should read Charles Murray on what he calls 'the coming of Custodial Democracy' in the US.
http://ukcommentators.blogspot.com/2008/04/i-have-vision-of-future-chum.html
His thesis is that the social will to shrink the underclass does not exist - because to do that would mean stigmatising single parenthood and even restriction of benefits i.e. "an attack on the poorest and most vulnerable in our society". So we'll continue to produce lots of dysfunctional youth from dysfunctional families. At the same time, prison works - in that the US crime rate has been falling for 20-odd years now - ever since they started banging people up. At the same time 'the poor' are concentrated in edge of town ghettos as the inner cities are gentrified.
"American children of the middle and upper classes no longer go to school with the children of the underclass. For a number of years, progressive American educators managed to dilute the old principle that a school drew only from a restricted geographic area. That principle has been reinstated so parents can be sure that if they move to the right neighbourhood their children won’t have large numbers of disruptive, foul-mouthed, sexually precocious and sometimes violent classmates. Middle and upper-class parents who remain within large cities commonly send their children to private schools.
Increased geographic segregation of the underclass has facilitated social segregation. In many large cities, urban renovation has reclaimed deteriorating downtown areas for glitzy shops and gleaming offices. Gentrification has retrieved much of the urban housing stock that had fallen into disrepair. The "inner city" is seldom literally located in the inner city but in decrepit neighbourhoods on the periphery that need not be on the travel route of the rest of us.
Most importantly, America has dealt with its crime problem. The crime rate has dropped by about one-third since the early 1990s. It has dropped even more in the better parts of town. People walk the streets of New York and Chicago without taking the precautions they used to take. Triple-locked doors and bars on the windows are not as necessary as they used to be. People feel safer and are safer.
We didn’t solve the crime problem by learning how to get tough on the causes of crime nor by rehabilitating criminals. We just took them off the streets. As of 2005, more than 2m Americans are incarcerated.
In the United States I have called this the coming of custodial democracy — literally custodial for criminals, figuratively custodial for the neighbourhoods we seal away from the rest of us. Custodial democracy is probably headed your way.
It is not a happy solution. On the contrary, it means abandoning a central tenet of a free society — that everyone can exercise equal responsibility for his or her own life. But Britain, like the United States and western Europe, is locked into a welfare state that by its nature generates large numbers of feckless people. If we are unwilling to prevent an underclass by giving responsibility for behaviour back to individuals, their families, and communities, custodial democracy is the only option left."
(He didn't foresee Ken Clarke, though, did he ?)
Posted by: Laban | July 28, 2010 at 09:06 PM
As a New Zealander reading about the U.S. I feel our country must be an America lite, perhaps Murray should pay us a visit. We have large numbers of Maoris and Polynesians locked up in prison, who play the role of Black and Latinos, and yes our crime rates also stabilised in the eary 90s when we started mass imprisonment. Meanwhile we've gentrified are inner cities while moving the underclass out to the edge of town (primarily South Auckland, where we send recently arrived English school teachers to educate them).
We also love a drug known as 'P,' which seems to be some form methamphetamine, and which the underclass loves to take while driving around in old Japanese sports cars. We also have enormous numbers of people flowing through are courts on minor drug charges which is costing a fortune.
In addition we also have are own secular version of Rush Limbaugh in populist talk back radio host Michael Laws, who spends most of time talking about sterilising the underclass.
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